论文笔记-Ollivier Ricci曲率 Thesis Notes - Ollivier Ricci Curvature
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Ollivier Ricci Curvature For General Graph Laplacians: Heat Equation, Laplacian Comparison, Non-explosion And Diameter Bounds - Florentin Münch, RadosŁaw K. Wojciechowski

讨论局部有限连通图$G(V,w,m),$ 基本定义不再介绍.

Ollivier曲率

Wasserstein距离

记$f\in \operatorname{Lip}(1),$ 若$|f(x)-f(y)|\le d(x,y),$ $\,\forall\,x,y\in V.$ 对两个$V$上给定概率测度$\mu,\nu,$ 定义Wasserstein距离:

$$ W(\mu,\nu):=\sup_{f\in \operatorname{Lip}(1)\cap \ell_\infty(V)}\int f d\mu-\int f d\nu=\sup_{f\in \operatorname{Lip}(1)\cap \ell_\infty(V)}\sum_{x\in V}f(x)(\mu(x)-\nu(x)). $$

注意$f$相差常数不改变取值. 它有等价的表示:

$$ W(\mu,\nu):=\inf_\rho \sum_{x,y\in V}\rho(x,y)d(x,y), $$

其中$\rho:V^2\rightarrow[0,1],$ 满足$\sum_{y}\rho(x,y)=\mu(x),$ $\sum_{x}\rho(x,y)=\nu(y),$ 即$\rho(x,y)$是一个$\mu$与$\nu$的联合分布, 称为$\mu$与$\nu$的配对.

对$\varepsilon>0,$ 定义 $$ m_x^\varepsilon(y):=1_y(x)+\varepsilon\Delta 1_y(x)= \left\{ \begin{aligned} &1-\varepsilon\deg(x),&&y=x\\ &\varepsilon\frac{w(x,y)}{m(x)},&&y\neq x. \end{aligned} \right. $$ 那么当$\varepsilon$充分小时, 容易看出它是一个有限支撑的(非负)概率测度. 特别地, 我们有:

$$ \int f dm_x^\varepsilon=\sum_y f(y)m_x^\varepsilon(y)=(f+\varepsilon\Delta f)(x). $$

对标准Laplace算子, $m_x^\varepsilon$的定义与Lin-Lu-Yau曲率中的定义相符, 令$\varepsilon=1-\alpha.$ 类似地, 定义

$$ \kappa_\varepsilon(x,y):=1-\frac{W(m_x^\varepsilon,m_y^\varepsilon)}{d(x,y)}, \quad \kappa(x,y):=\lim\limits_{\varepsilon\rightarrow 0+}\frac{\kappa_\varepsilon(x,y)}{\varepsilon}. $$

$\varepsilon$的引入是在模仿流形上缩小邻域的方法, 这样当$\varepsilon\rightarrow 0$时, 点越有可能留在$x$处, 有些类似于爆破分析.

免极限表示

定义梯度

$$ \nabla_{xy}f:=\frac{f(x)-f(y)}{d(x,y)},\quad \,\forall\,x\neq y\in V. $$

定义

$$ \Vert\nabla f\Vert_{\infty}:=\sup_{x\neq y}|\nabla_{xy} f|=\sup_{x\sim y}|\nabla_{xy} f|\in [0,\infty]. $$

对$K\ge 0,$ 令$\operatorname{Lip}(K)=\{f\in C(V):\Vert\nabla f\Vert_{\infty}\le K\}.$ 其中元素为具Lipschitz常数$K$的函数.

定理 1. 对$x\neq y,$ 我们有对Ollivier曲率免极限的Laplacian表示方式:

$$ \kappa(x,y)=\inf\limits_{\begin{subarray}{c} f\in \operatorname{Lip}(1)\cap C_c(V)\\ \nabla_{yx}f=1 \end{subarray} }\nabla_{xy}\Delta f. $$

证: 由定义, 由于测度是有限支撑的, 可去掉$\ell^\infty$的要求, 那么: $$ \begin{aligned} W(m_x^\varepsilon,m_y^\varepsilon)&=\sup_{f\in \operatorname{Lip}(1)}\sum_z f(z)(m_y^\varepsilon(z)-m_x^\varepsilon(z))\\ &=d(x,y)\sup_{f\in \operatorname{Lip}(1)}\nabla_{yx}(f+\varepsilon\Delta f). \end{aligned} $$

因此 $$ \begin{aligned} \frac{\kappa_\varepsilon(x,y)}{\varepsilon}&=\frac{1}{\varepsilon}(1-\sup_{f\in \operatorname{Lip}(1)}\nabla_{yx}(f+\varepsilon\Delta f))\\ &=\inf_{f\in \operatorname{Lip}(1)} \nabla_{xy}\Delta f+\frac{1}{\varepsilon}(1-\nabla_{yx}f)\\ &\le \inf\limits_{\begin{subarray}{c} f\in \operatorname{Lip}(1)\cap C_c(V)\\ \nabla_{yx}f=1 \end{subarray} }\nabla_{xy}\Delta f. \end{aligned} $$

反过来, 需要找到使得$\nabla_{xy}\Delta f+\frac{1}{\varepsilon}(1-\nabla_{yx}f)$达到极小的$f_\varepsilon\in \operatorname{Lip}(1).$ 由于希望取得极小的式子只与$B_1(x)\cup B_1(y)$有关, 总可以将$f$改造为支撑在$B_{2d(x,y)+2}(x)$上的函数并加减常数使得$f(x)=0,$ 而不影响取值. 此时$\operatorname{Lip}(1)\cap C_c(V)\cap \{f(x)=0\}$为紧集, 极小化子$f_\varepsilon$是存在的, 且$f_\varepsilon\in C_c(V),$ $f_\varepsilon(x)=0.$

此时$\{f_\varepsilon\}$有子列$\{f_{\varepsilon_n}\}$收敛至$f_0,$ $\varepsilon_n\rightarrow 0+,$ $n\rightarrow \infty.$ 由于

$$ \frac{\kappa_{\varepsilon_n}(x,y)}{\varepsilon_n}=\nabla_{xy}\Delta f_{\varepsilon_n}+\frac{1}{\varepsilon_n}(1-\nabla_{yx}f_{\varepsilon_n})\rightarrow \kappa(x,y)<\infty, $$

必有$\nabla_{yx}f_{\varepsilon_n}\rightarrow 1=\nabla_{yx}f_0.$ 同时$f_{\varepsilon_n}\in \operatorname{Lip}(1)$ $\Rightarrow$ $f_0\in \operatorname{Lip}(1).$

于是, $$ \begin{aligned} \kappa(x,y)&=\lim_{n\rightarrow \infty} \nabla_{xy}\Delta f_{\varepsilon_n}+\frac{1}{\varepsilon_n}(1-\nabla_{yx}f_{\varepsilon_n})\\ &\ge \nabla_{xy}\Delta f_0 \ge \inf\limits_{\begin{subarray}{c} f\in \operatorname{Lip}(1)\cap C_c(V)\\ \nabla_{yx}f=1 \end{subarray} }\nabla_{xy}\Delta f. \end{aligned} $$

综上, 命题得证.

注 2. 事实上, 取下确界时, 可以只考虑整函数值Lipschitz函数. 特别地, 在组合图上, Ollivier曲率$\kappa(x,y)$总是整数值, $\,\forall\,x\sim y.$

定理 3. 对$x_0\neq y_0,$ 我们有对Ollivier曲率免极限的运输成本表示方式:

$$ \kappa(x_0,y_0)=\sup_{\rho}\sum_{\begin{subarray}{c} x\in B_1(x_0)\\ y\in B_1(y_0) \end{subarray} }\rho(x,y)\left[1-\frac{d(x,y)}{d(x_0,y_0)}\right] $$ 其中配对$\rho:B_1(x_0)\times B_1(y_0)\rightarrow[0,\infty)$满足

$$ \sum_y \rho(x,y)=\frac{w(x_0,x)}{m(x_0)}, \quad \,\forall\,x\in S_1(x_0); $$

$$ \sum_x \rho(x,y)=\frac{w(y_0,y)}{m(y_0)}, \quad \,\forall\,y\in S_1(y_0). $$

证: 记$F(\rho)=\sum_{x,y}\rho(x,y)\left[1-\frac{d(x,y)}{d(x_0,y_0)}\right],$ 需说明$\kappa(x_0,y_0)=\sup_\rho F(\rho).$

首先由定义,

$$ \frac{\kappa_\varepsilon(x_0,y_0)}{\varepsilon}=\frac{1}{\varepsilon}\left(1-\frac{W(m_{x_0}^\varepsilon,m_{y_0}^\varepsilon)}{d(x_0,y_0)}\right)=\sup_{\widetilde{\rho} } F(\widetilde{\rho}), $$

配对$\widetilde{\rho}$满足

$$ \sum_y \widetilde\rho(x,y)=\frac{1}{\varepsilon}m_{x_0}^\varepsilon(x)=\frac{1}{\varepsilon}1_x(x_0)+\Delta 1_x(x_0), \quad \,\forall\,x\in B_1(x_0); $$

$$ \sum_x \widetilde\rho(x,y)=\frac{1}{\varepsilon}m_{y_0}^\varepsilon(y)=\frac{1}{\varepsilon}1_y(y_0)+\Delta 1_y(y_0), \quad \,\forall\,y\in B_1(y_0). $$

注意到, 对于任意满足条件的$\widetilde\rho,$ 其也满足$\rho$的条件. 因此$\kappa(x_0,y_0)\le \sup_{\rho} F(\rho);$

反过来, 任意给定一个$\rho,$ 我们构造:

$$ \widetilde{\rho}_\varepsilon(x_0,y)=\rho(x,y)+1_x(x_0)1_y(y_0)\left(\frac{1}{\varepsilon}-\sum_{u,v}\rho(u,v)\right). $$

那么,

$$ \sum_y \widetilde{\rho}_\varepsilon(x,y)=\sum_y \rho(x_0,y)+\frac{1}{\varepsilon}-\sum_{u,y}\rho(u,y)=\frac{1}{\varepsilon}+\Delta 1_{x_0}(x_0), $$

类似地对$x$求和也满足性质. 注意到$F(\rho)=F(\widetilde{\rho}_\varepsilon),$ 因为它们只在$(x_0,y_0)$处有区别, 然而该点对$F$无贡献. 这就说明了$\kappa(x_0,y_0)\ge \sup_\rho F(\rho).$

梯度估计

永久截断方法

Perpetual cutoff method.

有两种不同方式. Perpetual cutoff method and discrete Ricci curvature bounds with exceptions中考虑Bakry-Emery曲率, 在空间上截断:

$$ P_t^Wf:=\sup_{t_1+\cdots+t_n=t}Q_{t_1}^W\cdots Q_{t_n}^Wf,\quad Q_t^Wf:=S^WP_tf,\quad S^Wf:=f\vee \sup_{\overline W}f. $$

本文考虑时间上的截断: 取非负函数$\phi\in C_c(V),$ $f\in [0,\phi],$ 定义:

$$ Q_t^\phi f:=P_tf\wedge \phi,\quad P_t^\phi f:=\inf_{t_1+\cdots+t_n=t}Q_{t_1}^\phi\cdots Q_{t_n}^\phi f. $$

通过这种方式, 我们让$\phi\rightarrow 1$. 一旦$P_t^\phi f\rightarrow P_t f$确实成立, 那么就可以通过$P_t^\phi f$的性质导出$P_tf$的性质. 而$P_t^\phi f(x)$关于$x$具紧支集, 许多性质是容易得到的.

定理 4. $\{P_t^\phi\}$构成非线性收缩半群, 关于$L^p$模. 对$f,g\in [0,\phi],$ $s,t\ge 0,$ 我们有如下性质:

(i) $P_t^\phi P_s^\phi=P_{t+s}^\phi,$

(ii) $\Vert P_t^\phi f-P_t^\phi g\Vert_p\le \Vert f-g\Vert_p,$

(iii) $P_0^\phi f=f,$

(iv) $P_t^\phi f\ge P_t^\psi g,$ 若$\phi\ge \psi \ge f\ge g.$

(v) $e^{-t\deg}f\le P_t^\phi f\le P_t f,$

(vi) $P_t^\phi f$为关于$t$的Lipschitz函数,

(vii) $\overline{\partial^{\pm}_t}P_t^\phi f\le \Delta P_t^\phi f,$

(viii) $\partial_t P_t^\phi f(x)=\Delta P_t^\phi f(x),$ 若$P_t^\phi f(x)<\phi(x),$

(ix) $P_t^{1_W} f=e^{t\Delta_W}f,$ $W$有限, $\Delta_W f=1_W\Delta(1_W f).$

证:

(i) 由定义, 自然得到 $$ P_t^\phi P_s^\phi f\le \inf_{\begin{subarray}{c} t_1+\cdots+t_n=t\\ s_1+\cdots+s_m=s \end{subarray} }Q_{t_1}^\phi\cdots Q_{s_m}^\phi f \ge P_{s+t}^\phi f. $$ 第一个不等式的反向, 利用$\,\forall\,\phi\ge g\ge f\ge 0,$ 有$Q_t^\phi g\ge Q_t^\phi f$即可; 第二个不等式的反向, 利用$Q_t^\phi Q_s^\phi f\le Q_{t+s}^\phi f$即可.

(ii) 只需利用

$$ \Vert Q_t^\phi f-Q_t^\phi g\Vert_p\le \Vert P_tf-P_tg\Vert_p\le \Vert f-g\Vert_p, $$

利用三角不等式即有$\Vert P_t^\phi f-P_t^\phi g\Vert_p\le \Vert f-g\Vert_p.$

(iii) $P_0f=f,$ $f\wedge \phi=f.$

(iv) $a\ge c$且$b\ge d$ $\Rightarrow$ $a\wedge b\ge c\wedge d.$

(v) 只需注意到

$$ P_tf(x)\ge p_t(x,x)f(x)=e^{t\Delta}1_x(x)f(x)\ge e^{-t\deg(x)} f(x), $$

这是因为

$$ e^{t(\Delta+\deg(x))}1_x(x)\ge 1. $$

从而

$$ e^{-t\deg} f\le P_t f\wedge \phi=Q_t^\phi f\le P_t f\,\Rightarrow\, e^{-t\deg} f\le P_t^\phi f\le P_tf. $$

(vi) 利用$\phi\in C_c(V),$ 以及上面的估计, 我们有:

$$ -C_\phi t\le 1_{\operatorname{supp}\phi}(e^{-t\deg}-1) f\le P_t^\phi f-f\le 1_{\operatorname{supp}\phi}(P_t-1)f\le C_\phi t,\quad \,\forall\,f\in [0,\phi], t\ge 0. $$

由半群性质, 立即得到$P_t^\phi f$以$C_\phi$为Lipschitz常数.

(vii) 再多做一阶展开, 即有

$$ \frac{1}{t}(P_t^\phi f-f)\le \frac{1}{t}1_{\operatorname{supp}\phi}(P_tf-f)\le \Delta f+C_\phi't. $$

注意我们用到了$1_{\operatorname{supp}\phi}\Delta f\le \Delta f,$ $f\in[0,\phi].$ 因此, 我们计算:

$$ \overline{\partial_t^+}P_t^\phi f=\varlimsup_{\varepsilon\rightarrow 0+} \frac{1}{\varepsilon}(P_\varepsilon^\phi P_t^\phi f-P_t^\phi f)\le \Delta P_t^\phi f. $$

$$ \overline{\partial_t^-}P_t^\phi f=\varlimsup_{\varepsilon\rightarrow 0-} \frac{1}{-\varepsilon}(P_{-\varepsilon}^\phi P_{t+\varepsilon}^\phi f-P_{t+\varepsilon}^\phi f)\le \varlimsup_{\varepsilon\rightarrow 0-} \Delta P_{t+\varepsilon}^\phi f-C_\phi'\varepsilon\le \Delta P_t^\phi f. $$

综上, $\overline{\partial_t^\pm}P_t^\phi f\le \Delta P_t^\phi f.$

(viii) 我们需要做一些准备. 定义$\Delta^x:C(V)\rightarrow C(V),$

$$ \Delta^x f(y):=\left\{ \begin{aligned} &\Delta f(x)& y=x\\ &-\deg(y)f(y)& y\neq x \end{aligned}\right. $$ 令$P_t^x:=e^{t\Delta^x},$ 那么它也是保符号的, 因为$P_t^xf(y)=e^{-t\deg(y)}f(y),$ $P_t^xf(x)=e^{t\Delta}f(x)=P_tf(x).$

引理 5. $t>0,$ $f\in[0,\phi].$ 若$P_sf(x)\le \phi(x),$ $\,\forall\,s\in[0,t],$ 那么$P_t^xf\le P_t^\phi f.$

证: 显然$P_s^xf\le P_sf.$ 而$P_s^xf(y)\le f(y)\le \phi(y),$ $P_s^xf(x)\le P_sf(x)\le \phi(x),$ 因此$P_t^xf\le Q_t^\phi f.$ 归纳地, 对$s_1+\cdots+s_n=t,$ 有

$$ P_t^xf=P_{s_1+\cdots+s_n}^x f=P_{s_1}^x\cdots P_{s_n}^x f\le Q_{s_1}^\phi\cdots Q_{s_n}^\phi f. $$

取下确界即说明$P_t^xf\le P_t^\phi f.$

回到命题, 我们只需证当$P_t^\phi f(x)<\phi(x)$时, $\underline{\partial_t}P_t^\phi f(x)\ge \Delta P_t^\phi f(x).$ 对任意$g\in[0,\phi],$ $\varepsilon>0,$ $\,\exists\,\delta\in [0,\varepsilon],$ 使得

$$ \frac{1}{\varepsilon}(P_\varepsilon^xg-g)(x)=\Delta^xg(x)+\frac{\varepsilon}{2}\partial_s^2P_s^xg(x)|_{s=\delta}\ge \Delta g(x)-C_\phi''\varepsilon. $$

取$g=P_t^\phi f,$ 则$g(x)<\phi(x),$ 且$\,\exists\,\varepsilon>0$使得$P_sg(x)\le \phi(x),$ $\,\forall\,s\in [0,\varepsilon].$ 由前面的引理, $P_\varepsilon^\phi g\ge P_\varepsilon^xg,$ 因此

$$ \underline{\partial_t^+}P_t^\phi f(x)\ge \varliminf_{\varepsilon\rightarrow 0+}\frac{1}{\varepsilon}(P_\varepsilon^xg-g)(x)\ge \Delta g(x)=\Delta P_t^\phi f(x). $$

类似地, 存在$-\varepsilon>0$使得$P_{t-s}^\phi f(x)\le \phi(x),$ $\,\forall\,s\in [0,-\varepsilon].$

$$ \underline{\partial_t^-}P_t^\phi f(x)\ge \varliminf_{\varepsilon\rightarrow 0-}\frac{1}{-\varepsilon}(P_{-\varepsilon}^xP_{t+\varepsilon}^\phi f(x)-P_{t+\varepsilon}^\phi f(x))\ge \Delta P_t^\phi f(x). $$

综上, $\partial_t P_t^\phi f(x)=\Delta P_t^\phi f(x).$

(ix) 令$\phi=1_W.$ 若$W\neq V,$ 则$P_t^\phi f|_W<1,$ $\,\forall\,t>0.$ 由上一性质, 立即得到$P_t^\phi f=e^{t\Delta_W}f,$ 为$W$上唯一的Dirichlet问题解.

截断半群与Ricci曲率

对一般的$f\in C(V),$ 定义$P_t^\phi f:=P_t^\phi(f\wedge \phi),$ 特别地, $P_0^\phi f=f\wedge \phi.$

引理 6. 设图$G=(V,m,w)$满足$\kappa\ge K,$ $f:V\rightarrow [0,1]$非常数, $T>0,$ $\phi:V\rightarrow [0,1]$紧支撑, 且$\Vert\nabla\phi\Vert_\infty<\Vert\nabla f\Vert_\infty(1\wedge e^{-KT}).$ 那么$\,\forall\,t\in [0,T],$

$$ \Vert\nabla P_t^\phi f\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty. $$

证: 只需讨论$\kappa>K$的情形, 对$\kappa\ge K$考虑取极限即可. 定义

$$ F(t,x,y):=e^{Kt}\nabla_{yx}P_t^\phi f, $$

只需证明$F\le \Vert\nabla f\Vert_\infty.$ 反证, 由紧支撑性, 假设$F(t_0,x_0,y_0)=F_{\max}>\Vert\nabla f\Vert_\infty.$

$$ F(0,x_0,y_0)=\nabla_{y_0x_0}(f\wedge \phi)\le \Vert\nabla f\Vert_\infty \vee\Vert\nabla \phi\Vert_\infty=\Vert\nabla f\Vert_\infty<F(t_0,x_0,y_0), $$

因此$t_0>0.$ 注意到$P_{t_0}^\phi f(x_0)<\phi(x_0),$ 不然

$$ \nabla_{y_0x_0}P_{t_0}^\phi f\le \nabla_{y_0x_0}\phi<\Vert\nabla f\Vert_\infty(1\wedge e^{-KT})\le \Vert\nabla f\Vert_\infty e^{-Kt_0}\,\Rightarrow\, F(t_0,x_0,y_0)<\Vert\nabla f\Vert_\infty. $$

由此, 由性质(viii), $\partial_t P_t^\phi f(x_0)|_{t=t_0}=\Delta P_{t_0}^\phi f(x_0),$ 而由性质(vii), $\overline{\partial_t^-}P_t^\phi f(y_0)|_{t=t_0}\le \Delta P_{t_0}^\phi f(y_0).$ 因此做差得到$\underline{\partial_t^-} \nabla_{x_0y_0} P_t^\phi f|_{t=t_0}\ge \nabla_{x_0y_0}\Delta P_{t_0}^\phi f.$

注意到$\Vert\nabla P_{t_0}^\phi f\Vert_\infty\le F_{\max}e^{-Kt_0},$ 且$\nabla_{y_0x_0}P_{t_0}^\phi f=F_{\max} e^{-Kt_0},$ 由Ollivier曲率定义,

$$ F_{\max} e^{-Kt_0}K<F_{\max} e^{-Kt_0}\kappa(x_0,y_0)\le \nabla_{x_0y_0}\Delta P_{t_0}^\phi f\le \underline{\partial_t^-} \nabla_{x_0y_0}P_t^\phi f|_{t=t_0}. $$

从而,

$$ \overline{\partial_t^-}F(t_0,x_0,y_0)=KF_{\max}-e^{Kt_0}\underline{\partial_t^-} \nabla_{x_0y_0} P_t^\phi f|_{t=t_0}<KF_{\max}-KF_{\max}=0. $$

这与$F(t_0,x_0,y_0)=F_{\max},$ $t_0>0$矛盾. 因此, $F\le \Vert\nabla f\Vert_{\infty},$ 命题得证.

引理 7. 设图$G=(V,m,w)$满足$\kappa\ge K,$ $f:V\rightarrow [0,1]$非常数. 那么$\,\forall\,t>0,$

$$ \Vert\nabla P_t f\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty. $$

证: 任取$T>0,$ 对$t\in[0,T]$证明结论即可. 取$\{W_n\}$为$V$的穷竭序列, $\phi_n:V\rightarrow [0,1]$具紧支集, 满足$\phi_n|_{W_n}\equiv 1,$ $\Vert\nabla \phi_n\Vert_\infty<\Vert\nabla f\Vert_{\infty}(1\wedge e^{-KT}).$ 那么$\,\forall\,x\neq y\in V,$ 由上面的引理,

$$ \nabla_{xy}P_t^{\phi_n}f\le e^{-Kt}\Vert\nabla f\Vert_\infty. $$

由截断半群性质(ix), $e^{t\Delta_{W_n} }=P_t^{1_{W_n} }$在$[0,1_{W_n}]$上. 由于$1_{W_n}\le \phi_n,$ 性质(iv)表示:

$$ e^{t\Delta_{W_n} }f=P_{t}^{1_{W_n} }f\le P_t^{\phi_n}f\le P_tf. $$

回忆热半群定义, $e^{t\Delta_{W_n} }f\rightarrow P_tf,$ $n\rightarrow \infty,$ 我们有:

$$ \nabla_{xy}P_tf=\lim\limits_{n\rightarrow \infty}\nabla_{xy}P_t^{\phi_n}f\le e^{-Kt}\Vert\nabla f\Vert_{\infty}. $$

引理 8. 设图$G=(V,m,w)$满足$\kappa\ge K,$ 则图$G$是统计完备的.

证: 取$\eta_i\rightarrow 1,$ $\Vert\nabla \eta_i\Vert_\infty\rightarrow 0,$ 则$\,\forall\,x\neq y\in V,$ $t>0,$

$$ \nabla_{xy}P_t1=\lim\limits_{i\rightarrow \infty}\nabla_{xy}P_t\eta_i\le \lim\limits_{i\rightarrow \infty}e^{-Kt}\Vert\nabla\eta_i\Vert_\infty=0. $$

从而$\Vert\nabla P_t 1\Vert_\infty=0,$ $\partial_t P_t1=\Delta P_t1=0\Rightarrow$ $P_t1\equiv P_01=1.$

半群特征

定理 9 (梯度估计). 取图$G=(V,m,w),$ $K\in \mathbb{R},$ 则如下陈述等价:

(1) $\kappa\ge K;$

(2) $\,\forall\,f\in C_c(V),$ $t>0,$ $\Vert\nabla P_tf\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty;$

(3) $\,\forall\,f\in \ell_\infty(V),$ $t>0,$ $\Vert\nabla P_tf\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty;$

(4) $G$是统计完备的, 且$\,\forall\,x,y\in V,$ $t>0,$ $W(p_t^x,p_t^y)\le e^{-Kt}d(x,y),$ $p_t^x:=\frac{m}{m(x)}P_t1_x$为热核.

证: $(3)\Leftrightarrow (4):$ 只需注意到, $\,\forall\,f\in \operatorname{Lip}(1)\cap \ell^\infty(V),$

$$ \int fdp_t^x-\int fdp_t^y=\sum_{z}f(z)(p_t^x(z)-p_t^y(z))=P_tf(x)-P_tf(y). $$

$(1)\Rightarrow (3):$ 我们证明过的引理. $(3)\Rightarrow (2):$ 平凡. $(2)\Rightarrow (1):$ 只需证明$\,\forall\,x\sim y,$

$$ \inf_{\begin{subarray}{c}f\in \operatorname{Lip}(1)\cap C_c(V)\\\nabla_{yx}f=1\end{subarray} }\nabla_{xy}\Delta f\ge K. $$

任取$f\in \operatorname{Lip}(1)\cap C_c(V)$且$\nabla_{yx}f=1,$ 由$(2),$ $\nabla_{yx}P_tf\le e^{-Kt}.$ 在$t=0$处求导, 我们有:

$$ \nabla_{xy}\Delta f=-\partial_t^+\nabla_{yx}P_tf|_{t=0}=\lim\limits_{t\rightarrow 0+}\frac{1}{t}(\nabla_{yx}f-\nabla_{yx}P_tf)\ge \lim_{t\rightarrow 0+}\frac{1}{t}(1-e^{-Kt})=K. $$

Laplacian比较原理

基本概念

在Ricci曲率以$K$为下界的黎曼流形$M$上, 取以Ricci曲率恒为$K$的模型空间$H,$ 我们有Laplacian比较原理:

$$ \Delta^Md(x_0^M,\cdot)\le \Delta^Hd(x_0^H,\cdot). $$

在离散情形, 取生灭链(Birth-Death Chain)作为模型空间做离散类比.

定理 10 (Laplacian比较原理). 取图$G=(V,w,m),$ 取$x_0\in V,$ 设$\kappa(x_0,\cdot)\ge K,$ 则

$$ \Delta d(x_0,\cdot)\le \deg(x_0)-Kd(x_0,\cdot). $$

证: $\,\forall\,y\neq x_0\in V,$ 取$f:=d(x_0,\cdot).$ 那么$f\in \operatorname{Lip}(1)$且$\nabla_{yx_0}f=1.$ 因此, 由Ollivier曲率等价表示,

$$ K\le \kappa(x_0,y)\le \nabla_{x_0y}\Delta f=\frac{\Delta f(x_0)-\Delta f(y)}{d(x_0,y)}=\frac{\deg(x_0)-\Delta f(y)}{d(x_0,y)}. $$

对生灭链, 即图$G=(\mathbb{N}_0,w,m)$满足$w(m,n)=0,$ $\,\forall\,|m-n|\neq 1.$ 取$f(r):=d(0,r)=r,$ 计算得到曲率计算方式为:

$$ \kappa(r,R)=\nabla_{rR}\Delta f=\frac{\Delta f(r)-\Delta f(R)}{R-r}. $$

对常曲率生灭链, 取$r=0,$ 即有

$$ K=\frac{\Delta f(0)-\Delta f(R)}{R}\,\Rightarrow\,\deg(0)-Kd(0,R)=\Delta f(R), $$

因此该定理即为Laplacian比较原理的离散推广.

直径估计

命题 11. 取图$G=(V,w,m),$ 取$x\neq y\in V.$ 若$\kappa(x,y)>0,$ 则

$$ d(x,y)\le \frac{\deg(x)+\deg(y)}{\kappa(x,y)} $$

证: 对充分小的$\varepsilon,$ 有$W(1_x,m_x^\varepsilon)=\varepsilon\deg(x).$ 因此,

$$ W(m_x^\varepsilon,m_x^\varepsilon)\ge W(1_x,1_y)-W(1_x,m_x^\varepsilon)-W(1_y,m_y^\varepsilon)=d(x,y)-\varepsilon(\deg(x)+\deg(y)) $$

于是,

$$ \kappa_\varepsilon(x,y)=1-\frac{W(m_x^\varepsilon,m_y^\varepsilon)}{d(x,y)}\le \varepsilon\frac{\deg(x)+\deg(y)}{d(x,y)}. $$

由于$\kappa(x,y)=\lim\limits_{\varepsilon\rightarrow 0+}\frac{\kappa_\varepsilon(x,y)}{\varepsilon},$ 取极限整理即得到结论.

推论 12. 取图$G=(V,w,m),$ 若$\kappa\ge K>0,$ 则

$$ \operatorname{diam}(G)\le \frac{2\deg_{\max} }{K}. $$

应用Laplacian比较原理, 通过给出新定义, 可以证明更好的直径估计, 并且给出衰减性相关性质.

文章最后更新于 2021-12-13 11:20:18

Ollivier Ricci Curvature For General Graph Laplacians: Heat Equation, Laplacian Comparison, Non-explosion And Diameter Bounds - Florentin Münch, RadosŁaw K. Wojciechowski

Discuss the local finite connected graph $G(V,w,m),$ and the basic definition will not be introduced.

Ollivier curvature

Wasserstein distance

Remember $f\in \operatorname{Lip}(1),$ if $|f(x)-f(y)|\le d(x,y),$ $\,\forall\,x,y\in V.$ For a given probability measure $\mu,\nu,$ on two $V$ Define Wasserstein distance:

$$ W(\mu,\nu):=\sup_{f\in \operatorname{Lip}(1)\cap \ell_\infty(V)}\int f d\mu-\int f d\nu=\sup_{f\in \operatorname{Lip}(1)\cap \ell_\infty(V)}\sum_{x\in V}f(x)(\mu(x)-\nu(x)). $$

Note that the $f$ phase difference constant does not change the value. It has an equivalent expression:

$$ W(\mu,\nu):=\inf_\rho \sum_{x,y\in V}\rho(x,y)d(x,y), $$

Among them $\rho:V^2\rightarrow[0,1],$ satisfies $\sum_{y}\rho(x,y)=\mu(x),$ $\sum_{x}\rho(x,y)=\nu(y),$ That is, $\rho(x,y)$ is a joint distribution of $\mu$ and $\nu$, It is called the pairing of $\mu$ and $\nu$.

Define $\varepsilon>0,$ $$ m_x^\varepsilon(y):=1_y(x)+\varepsilon\Delta 1_y(x)= \left\{ \begin{aligned} &1-\varepsilon\deg(x),&&y=x\\ &\varepsilon\frac{w(x,y)}{m(x)},&&y\neq x. \end{aligned} \right. $$ Then when $\varepsilon$ is sufficiently small, It is easy to see that it is a (non-negative) probability measure with finite support. In particular, we have:

$$ \int f dm_x^\varepsilon=\sum_y f(y)m_x^\varepsilon(y)=(f+\varepsilon\Delta f)(x). $$

For the standard Laplace operator, the definition of $m_x^\varepsilon$ is consistent with the definition in Lin-Lu-Yau curvature, Let $\varepsilon=1-\alpha.$ similarly define

$$ \kappa_\varepsilon(x,y):=1-\frac{W(m_x^\varepsilon,m_y^\varepsilon)}{d(x,y)}, \quad \kappa(x,y):=\lim\limits_{\varepsilon\rightarrow 0+}\frac{\kappa_\varepsilon(x,y)}{\varepsilon}. $$

The introduction of $\varepsilon$ is a method of reducing the neighborhood on the imitation manifold. In this way, when $\varepsilon\rightarrow 0$ is reached, the point is more likely to stay at $x$. Somewhat similar to blast analysis.

Free limit expression

Define gradient

$$ \nabla_{xy}f:=\frac{f(x)-f(y)}{d(x,y)},\quad \,\forall\,x\neq y\in V. $$

definition

$$ \Vert\nabla f\Vert_{\infty}:=\sup_{x\neq y}|\nabla_{xy} f|=\sup_{x\sim y}|\nabla_{xy} f|\in [0,\infty]. $$

Right $K\ge 0,$ Order$\operatorname{Lip}(K)=\{f\in C(V):\Vert\nabla f\Vert_{\infty}\le K\}.$ The elements are functions with Lipschitz constant $K$.

Theorem 1. For $x\neq y,$ we have a limit-free Laplacian representation of Ollivier curvature:

$$ \kappa(x,y)=\inf\limits_{\begin{subarray}{c} f\in \operatorname{Lip}(1)\cap C_c(V)\\ \nabla_{yx}f=1 \end{subarray} }\nabla_{xy}\Delta f. $$

Certificate: By definition, since the measure is finitely supported, the requirement of $\ell^\infty$ can be removed, then: $$ \begin{aligned} W(m_x^\varepsilon,m_y^\varepsilon)&=\sup_{f\in \operatorname{Lip}(1)}\sum_z f(z)(m_y^\varepsilon(z)-m_x^\varepsilon(z))\\ &=d(x,y)\sup_{f\in \operatorname{Lip}(1)}\nabla_{yx}(f+\varepsilon\Delta f). \end{aligned} $$

Therefore $$ \begin{aligned} \frac{\kappa_\varepsilon(x,y)}{\varepsilon}&=\frac{1}{\varepsilon}(1-\sup_{f\in \operatorname{Lip}(1)}\nabla_{yx}(f+\varepsilon\Delta f))\\ &=\inf_{f\in \operatorname{Lip}(1)} \nabla_{xy}\Delta f+\frac{1}{\varepsilon}(1-\nabla_{yx}f)\\ &\le \inf\limits_{\begin{subarray}{c} f\in \operatorname{Lip}(1)\cap C_c(V)\\ \nabla_{yx}f=1 \end{subarray} }\nabla_{xy}\Delta f. \end{aligned} $$

conversely, Need to find $f_\varepsilon\in \operatorname{Lip}(1).$ that makes $\nabla_{xy}\Delta f+\frac{1}{\varepsilon}(1-\nabla_{yx}f)$ extremely small Since the desire to obtain the smallest formula is only related to $B_1(x)\cup B_1(y)$, You can always transform $f$ into a function supported on $B_{2d(x,y)+2}(x)$ and add or subtract constants to make $f(x)=0,$ without affecting the value. At this time $\operatorname{Lip}(1)\cap C_c(V)\cap \{f(x)=0\}$ is a compact set, Minimizer $f_\varepsilon$ exists, and $f_\varepsilon\in C_c(V),$ $f_\varepsilon(x)=0.$

At this time $\{f_\varepsilon\}$ has a sub-column $\{f_{\varepsilon_n}\}$ that converges to $f_0,$ $\varepsilon_n\rightarrow 0+,$ $n\rightarrow \infty.$ Due to

$$ \frac{\kappa_{\varepsilon_n}(x,y)}{\varepsilon_n}=\nabla_{xy}\Delta f_{\varepsilon_n}+\frac{1}{\varepsilon_n}(1-\nabla_{yx}f_{\varepsilon_n})\rightarrow \kappa(x,y)<\infty, $$

Must have $\nabla_{yx}f_{\varepsilon_n}\rightarrow 1=\nabla_{yx}f_0.$ Simultaneously $f_{\varepsilon_n}\in \operatorname{Lip}(1)$ $\Rightarrow$ $f_0\in \operatorname{Lip}(1).$

So, $$ \begin{aligned} \kappa(x,y)&=\lim_{n\rightarrow \infty} \nabla_{xy}\Delta f_{\varepsilon_n}+\frac{1}{\varepsilon_n}(1-\nabla_{yx}f_{\varepsilon_n})\\ &\ge \nabla_{xy}\Delta f_0 \ge \inf\limits_{\begin{subarray}{c} f\in \operatorname{Lip}(1)\cap C_c(V)\\ \nabla_{yx}f=1 \end{subarray} }\nabla_{xy}\Delta f. \end{aligned} $$

In summary, the proposition is proved.

Note 2. In fact, when removing the bounds, one can only consider the integer-valued Lipschitz function. In particular, on a combination diagram, the Ollivier curvature $\kappa(x,y)$ is always integer-valued, $\,\forall\,x\sim y.$

Theorem 3. For $x_0\neq y_0,$ we have a limit-free transportation cost representation for Ollivier curvature:

$$ \kappa(x_0,y_0)=\sup_{\rho}\sum_{\begin{subarray}{c} x\in B_1(x_0)\\ y\in B_1(y_0) \end{subarray} }\rho(x,y)\left[1-\frac{d(x,y)}{d(x_0,y_0)}\right] $$ where pairing $\rho:B_1(x_0)\times B_1(y_0)\rightarrow[0,\infty)$ satisfies

$$ \sum_y \rho(x,y)=\frac{w(x_0,x)}{m(x_0)}, \quad \,\forall\,x\in S_1(x_0); $$

$$ \sum_x \rho(x,y)=\frac{w(y_0,y)}{m(y_0)}, \quad \,\forall\,y\in S_1(y_0). $$

Certificate: Remember$F(\rho)=\sum_{x,y}\rho(x,y)\left[1-\frac{d(x,y)}{d(x_0,y_0)}\right],$ Need explanation$\kappa(x_0,y_0)=\sup_\rho F(\rho).$

First by definition,

$$ \frac{\kappa_\varepsilon(x_0,y_0)}{\varepsilon}=\frac{1}{\varepsilon}\left(1-\frac{W(m_{x_0}^\varepsilon,m_{y_0}^\varepsilon)}{d(x_0,y_0)}\right)=\sup_{\widetilde{\rho} } F(\widetilde{\rho}), $$

Pairing $\widetilde{\rho}$ satisfies

$$ \sum_y \widetilde\rho(x,y)=\frac{1}{\varepsilon}m_{x_0}^\varepsilon(x)=\frac{1}{\varepsilon}1_x(x_0)+\Delta 1_x(x_0), \quad \,\forall\,x\in B_1(x_0); $$

$$ \sum_x \widetilde\rho(x,y)=\frac{1}{\varepsilon}m_{y_0}^\varepsilon(y)=\frac{1}{\varepsilon}1_y(y_0)+\Delta 1_y(y_0), \quad \,\forall\,y\in B_1(y_0). $$

Note that for any $\widetilde\rho,$ that satisfies the condition, it also satisfies the condition of $\rho$. Therefore $\kappa(x_0,y_0)\le \sup_{\rho} F(\rho);$

Conversely, given any $\rho,$ we construct:

$$ \widetilde{\rho}_\varepsilon(x_0,y)=\rho(x,y)+1_x(x_0)1_y(y_0)\left(\frac{1}{\varepsilon}-\sum_{u,v}\rho(u,v)\right). $$

Then,

$$ \sum_y \widetilde{\rho}_\varepsilon(x,y)=\sum_y \rho(x_0,y)+\frac{1}{\varepsilon}-\sum_{u,y}\rho(u,y)=\frac{1}{\varepsilon}+\Delta 1_{x_0}(x_0), $$

Similarly, the summation of $x$ also satisfies the property. Notice$F(\rho)=F(\widetilde{\rho}_\varepsilon),$ Because they only differ at $(x_0,y_0)$, but this point does not contribute to $F$. This explains $\kappa(x_0,y_0)\ge \sup_\rho F(\rho).$

Gradient estimation

permanent truncation method

Perpetual cutoff method.

There are two different ways. Perpetual cutoff method and discrete Ricci curvature Consider Bakry-Emery curvature in bounds with exceptions, truncate in space:

$$ P_t^Wf:=\sup_{t_1+\cdots+t_n=t}Q_{t_1}^W\cdots Q_{t_n}^Wf,\quad Q_t^Wf:=S^WP_tf,\quad S^Wf:=f\vee \sup_{\overline W}f. $$

This article considers time truncation: taking the non-negative function $\phi\in C_c(V),$ $f\in [0,\phi],$ definition:

$$ Q_t^\phi f:=P_tf\wedge \phi,\quad P_t^\phi f:=\inf_{t_1+\cdots+t_n=t}Q_{t_1}^\phi\cdots Q_{t_n}^\phi f. $$

In this way, we let $\phi\rightarrow 1$. Once $P_t^\phi f\rightarrow P_t f$ is indeed established, Then the properties of $P_tf$ can be derived from the properties of $P_t^\phi f$. And $P_t^\phi f(x)$ has a compact support about $x$, and many properties are easy to obtain.

Theorem 4. $\{P_t^\phi\}$ forms a nonlinear contraction semigroup, about the $L^p$ module. For $f,g\in [0,\phi],$ $s,t\ge 0,$ we have the following properties:

(i) $P_t^\phi P_s^\phi=P_{t+s}^\phi,$

(ii) $\Vert P_t^\phi f-P_t^\phi g\Vert_p\le \Vert f-g\Vert_p,$

(iii) $P_0^\phi f=f,$

(iv) $P_t^\phi f\ge P_t^\psi g,$ if $\phi\ge \psi \ge f\ge g.$

(v) $e^{-t\deg}f\le P_t^\phi f\le P_t f,$

(vi) $P_t^\phi f$ is the Lipschitz function about $t$,

(vii) $\overline{\partial^{\pm}_t}P_t^\phi f\le \Delta P_t^\phi f,$

(viii) $\partial_t P_t^\phi f(x)=\Delta P_t^\phi f(x),$ If$P_t^\phi f(x)<\phi(x),$

(ix) $P_t^{1_W} f=e^{t\Delta_W}f,$ $W$ is limited, $\Delta_W f=1_W\Delta(1_W f).$

Certificate:

(i) From the definition, it naturally follows $$ P_t^\phi P_s^\phi f\le \inf_{\begin{subarray}{c} t_1+\cdots+t_n=t\\ s_1+\cdots+s_m=s \end{subarray} }Q_{t_1}^\phi\cdots Q_{s_m}^\phi f \ge P_{s+t}^\phi f. $$ The reverse of the first inequality, use $\,\forall\,\phi\ge g\ge f\ge 0,$ Just have $Q_t^\phi g\ge Q_t^\phi f$; the reverse of the second inequality, Just use $Q_t^\phi Q_s^\phi f\le Q_{t+s}^\phi f$.

(ii) Just use

$$ \Vert Q_t^\phi f-Q_t^\phi g\Vert_p\le \Vert P_tf-P_tg\Vert_p\le \Vert f-g\Vert_p, $$

Using the triangle inequality, we have $\Vert P_t^\phi f-P_t^\phi g\Vert_p\le \Vert f-g\Vert_p.$

(iii) $P_0f=f,$ $f\wedge \phi=f.$

(iv) $a\ge c$ and $b\ge d$ $\Rightarrow$ $a\wedge b\ge c\wedge d.$

(v) Just note

$$ P_tf(x)\ge p_t(x,x)f(x)=e^{t\Delta}1_x(x)f(x)\ge e^{-t\deg(x)} f(x), $$

This is because

$$ e^{t(\Delta+\deg(x))}1_x(x)\ge 1. $$

thereby

$$ e^{-t\deg} f\le P_t f\wedge \phi=Q_t^\phi f\le P_t f\,\Rightarrow\, e^{-t\deg} f\le P_t^\phi f\le P_tf. $$

(vi) Using $\phi\in C_c(V),$ and the above estimation, we have:

$$ -C_\phi t\le 1_{\operatorname{supp}\phi}(e^{-t\deg}-1) f\le P_t^\phi f-f\le 1_{\operatorname{supp}\phi}(P_t-1)f\le C_\phi t,\quad \,\forall\,f\in [0,\phi], t\ge 0. $$

From the semigroup properties, we immediately obtain $P_t^\phi f$ and $C_\phi$ as the Lipschitz constant.

(vii) By doing one more first-order expansion, we have

$$ \frac{1}{t}(P_t^\phi f-f)\le \frac{1}{t}1_{\operatorname{supp}\phi}(P_tf-f)\le \Delta f+C_\phi't. $$

Note that we used $1_{\operatorname{supp}\phi}\Delta f\le \Delta f,$ $f\in[0,\phi].$ Therefore, we calculate:

$$ \overline{\partial_t^+}P_t^\phi f=\varlimsup_{\varepsilon\rightarrow 0+} \frac{1}{\varepsilon}(P_\varepsilon^\phi P_t^\phi f-P_t^\phi f)\le \Delta P_t^\phi f. $$

$$ \overline{\partial_t^-}P_t^\phi f=\varlimsup_{\varepsilon\rightarrow 0-} \frac{1}{-\varepsilon}(P_{-\varepsilon}^\phi P_{t+\varepsilon}^\phi f-P_{t+\varepsilon}^\phi f)\le \varlimsup_{\varepsilon\rightarrow 0-} \Delta P_{t+\varepsilon}^\phi f-C_\phi'\varepsilon\le \Delta P_t^\phi f. $$

To sum up, $\overline{\partial_t^\pm}P_t^\phi f\le \Delta P_t^\phi f.$

(viii) We need to make some preparations. Definition $\Delta^x:C(V)\rightarrow C(V),$

$$ \Delta^x f(y):=\left\{ \begin{aligned} &\Delta f(x)& y=x\\ &-\deg(y)f(y)& y\neq x \end{aligned}\right. $$ Let $P_t^x:=e^{t\Delta^x},$ then it is also sign-preserving, Because $P_t^xf(y)=e^{-t\deg(y)}f(y),$ $P_t^xf(x)=e^{t\Delta}f(x)=P_tf(x).$

Lemma 5. $t>0,$ $f\in[0,\phi].$ If $P_sf(x)\le \phi(x),$ $\,\forall\,s\in[0,t],$ Then $P_t^xf\le P_t^\phi f.$

Certificate: Obviously $P_s^xf\le P_sf.$ and $P_s^xf(y)\le f(y)\le \phi(y),$ $P_s^xf(x)\le P_sf(x)\le \phi(x),$ Therefore $P_t^xf\le Q_t^\phi f.$ In summary, for $s_1+\cdots+s_n=t,$ we have

$$ P_t^xf=P_{s_1+\cdots+s_n}^x f=P_{s_1}^x\cdots P_{s_n}^x f\le Q_{s_1}^\phi\cdots Q_{s_n}^\phi f. $$

Take off the bounds to explain $P_t^xf\le P_t^\phi f.$

Returning to the proposition, we only need to prove that when $P_t^\phi f(x)<\phi(x)$, $\underline{\partial_t}P_t^\phi f(x)\ge \Delta P_t^\phi f(x).$ For any $g\in[0,\phi],$ $\varepsilon>0,$ $\,\exists\,\delta\in [0,\varepsilon],$ makes

$$ \frac{1}{\varepsilon}(P_\varepsilon^xg-g)(x)=\Delta^xg(x)+\frac{\varepsilon}{2}\partial_s^2P_s^xg(x)|_{s=\delta}\ge \Delta g(x)-C_\phi''\varepsilon. $$

Take $g=P_t^\phi f,$ then $g(x)<\phi(x),$ And $\,\exists\,\varepsilon>0$ makes $P_sg(x)\le \phi(x),$ $\,\forall\,s\in [0,\varepsilon].$ From the previous lemma, $P_\varepsilon^\phi g\ge P_\varepsilon^xg,$ Therefore

$$ \underline{\partial_t^+}P_t^\phi f(x)\ge \varliminf_{\varepsilon\rightarrow 0+}\frac{1}{\varepsilon}(P_\varepsilon^xg-g)(x)\ge \Delta g(x)=\Delta P_t^\phi f(x). $$

Similarly, there exists $-\varepsilon>0$ such that $P_{t-s}^\phi f(x)\le \phi(x),$ $\,\forall\,s\in [0,-\varepsilon].$

$$ \underline{\partial_t^-}P_t^\phi f(x)\ge \varliminf_{\varepsilon\rightarrow 0-}\frac{1}{-\varepsilon}(P_{-\varepsilon}^xP_{t+\varepsilon}^\phi f(x)-P_{t+\varepsilon}^\phi f(x))\ge \Delta P_t^\phi f(x). $$

To sum up, $\partial_t P_t^\phi f(x)=\Delta P_t^\phi f(x).$

(ix) Let $\phi=1_W.$ if $W\neq V,$ then $P_t^\phi f|_W<1,$ $\,\forall\,t>0.$ From the previous property, we immediately get $P_t^\phi f=e^{t\Delta_W}f,$ It is the only solution to the Dirichlet problem on $W$.

Truncated semigroups and Ricci curvature

For general $f\in C(V),$ define $P_t^\phi f:=P_t^\phi(f\wedge \phi),$ in particular, $P_0^\phi f=f\wedge \phi.$

Lemma 6. Assume that the graph $G=(V,m,w)$ satisfies $\kappa\ge K,$ $f:V\rightarrow [0,1]$ as non-constants, $T>0,$ $\phi:V\rightarrow [0,1]$ as compact support, and $\Vert\nabla\phi\Vert_\infty<\Vert\nabla f\Vert_\infty(1\wedge e^{-KT}).$ then $\,\forall\,t\in [0,T],$

$$ \Vert\nabla P_t^\phi f\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty. $$

Certificate: We only need to discuss the case of $\kappa>K$ and consider taking the limit for $\kappa\ge K$. Definition

$$ F(t,x,y):=e^{Kt}\nabla_{yx}P_t^\phi f, $$

It is only necessary to prove $F\le \Vert\nabla f\Vert_\infty.$ by disproof, by compact support, Assumption$F(t_0,x_0,y_0)=F_{\max}>\Vert\nabla f\Vert_\infty.$

$$ F(0,x_0,y_0)=\nabla_{y_0x_0}(f\wedge \phi)\le \Vert\nabla f\Vert_\infty \vee\Vert\nabla \phi\Vert_\infty=\Vert\nabla f\Vert_\infty<F(t_0,x_0,y_0), $$

Therefore $t_0>0.$ notices $P_{t_0}^\phi f(x_0)<\phi(x_0),$ otherwise

$$ \nabla_{y_0x_0}P_{t_0}^\phi f\le \nabla_{y_0x_0}\phi<\Vert\nabla f\Vert_\infty(1\wedge e^{-KT})\le \Vert\nabla f\Vert_\infty e^{-Kt_0}\,\Rightarrow\, F(t_0,x_0,y_0)<\Vert\nabla f\Vert_\infty. $$

Therefore, by the property ( viii), $\partial_t P_t^\phi f(x_0)|_{t=t_0}=\Delta P_{t_0}^\phi f(x_0),$ And by the nature ( vii), $\overline{\partial_t^-}P_t^\phi f(y_0)|_{t=t_0}\le \Delta P_{t_0}^\phi f(y_0).$ Therefore, the difference is $\underline{\partial_t^-} \nabla_{x_0y_0} P_t^\phi f|_{t=t_0}\ge \nabla_{x_0y_0}\Delta P_{t_0}^\phi f.$

Notice$\Vert\nabla P_{t_0}^\phi f\Vert_\infty\le F_{\max}e^{-Kt_0},$ And $\nabla_{y_0x_0}P_{t_0}^\phi f=F_{\max} e^{-Kt_0},$ Defined by Ollivier curvature,

$$ F_{\max} e^{-Kt_0}K<F_{\max} e^{-Kt_0}\kappa(x_0,y_0)\le \nabla_{x_0y_0}\Delta P_{t_0}^\phi f\le \underline{\partial_t^-} \nabla_{x_0y_0}P_t^\phi f|_{t=t_0}. $$

Thus,

$$ \overline{\partial_t^-}F(t_0,x_0,y_0)=KF_{\max}-e^{Kt_0}\underline{\partial_t^-} \nabla_{x_0y_0} P_t^\phi f|_{t=t_0}<KF_{\max}-KF_{\max}=0. $$

This contradicts $F(t_0,x_0,y_0)=F_{\max},$ $t_0>0$. Therefore, $F\le \Vert\nabla f\Vert_{\infty},$ The proposition is proved.

Lemma 7. Assume that the graph $G=(V,m,w)$ satisfies $\kappa\ge K,$ $f:V\rightarrow [0,1]$ as non-constant. Then $\,\forall\,t>0,$

$$ \Vert\nabla P_t f\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty. $$

Certificate: Just choose $T>0,$ to prove the conclusion for $t\in[0,T]$. Let $\{W_n\}$ be the exhaustive sequence of $V$, $\phi_n:V\rightarrow [0,1]$ has compact support, Satisfied$\phi_n|_{W_n}\equiv 1,$ $\Vert\nabla \phi_n\Vert_\infty<\Vert\nabla f\Vert_{\infty}(1\wedge e^{-KT}).$ Then $\,\forall\,x\neq y\in V,$ from the above lemma,

$$ \nabla_{xy}P_t^{\phi_n}f\le e^{-Kt}\Vert\nabla f\Vert_\infty. $$

By the property of truncated semigroups ( ix), $e^{t\Delta_{W_n} }=P_t^{1_{W_n} }$ is on $[0,1_{W_n}]$. Due to the $1_{W_n}\le \phi_n,$ property ( iv) means:

$$ e^{t\Delta_{W_n} }f=P_{t}^{1_{W_n} }f\le P_t^{\phi_n}f\le P_tf. $$

Recall the hot semigroup definition, $e^{t\Delta_{W_n} }f\rightarrow P_tf,$ $n\rightarrow \infty,$ We have:

$$ \nabla_{xy}P_tf=\lim\limits_{n\rightarrow \infty}\nabla_{xy}P_t^{\phi_n}f\le e^{-Kt}\Vert\nabla f\Vert_{\infty}. $$

Lemma 8. Assuming that graph $G=(V,m,w)$ satisfies $\kappa\ge K,$, then graph $G$ is statistically complete.

Certificate: Take $\eta_i\rightarrow 1,$ $\Vert\nabla \eta_i\Vert_\infty\rightarrow 0,$ Then $\,\forall\,x\neq y\in V,$ $t>0,$

$$ \nabla_{xy}P_t1=\lim\limits_{i\rightarrow \infty}\nabla_{xy}P_t\eta_i\le \lim\limits_{i\rightarrow \infty}e^{-Kt}\Vert\nabla\eta_i\Vert_\infty=0. $$

Thus $\Vert\nabla P_t 1\Vert_\infty=0,$ $\partial_t P_t1=\Delta P_t1=0\Rightarrow$ $P_t1\equiv P_01=1.$

semigroup characteristics

Theorem 9 (Gradient estimation). Taking the picture $G=(V,m,w),$ $K\in \mathbb{R},$, the following statements are equivalent:

(1) $\kappa\ge K;$

(2) $\,\forall\,f\in C_c(V),$ $t>0,$ $\Vert\nabla P_tf\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty;$

(3) $\,\forall\,f\in \ell_\infty(V),$ $t>0,$ $\Vert\nabla P_tf\Vert_\infty\le e^{-Kt}\Vert\nabla f\Vert_\infty;$

(4) $G$ is statistically complete, and $\,\forall\,x,y\in V,$ $t>0,$ $W(p_t^x,p_t^y)\le e^{-Kt}d(x,y),$ $p_t^x:=\frac{m}{m(x)}P_t1_x$ is a thermonuclear core.

Certificate: $(3)\Leftrightarrow (4):$ Just note that, $\,\forall\,f\in \operatorname{Lip}(1)\cap \ell^\infty(V),$

$$ \int fdp_t^x-\int fdp_t^y=\sum_{z}f(z)(p_t^x(z)-p_t^y(z))=P_tf(x)-P_tf(y). $$

$(1)\Rightarrow (3):$ The lemma we proved. $(3)\Rightarrow (2):$ Trivial. $(2)\Rightarrow (1):$ Just prove $\,\forall\,x\sim y,$

$$ \inf_{\begin{subarray}{c}f\in \operatorname{Lip}(1)\cap C_c(V)\\\nabla_{yx}f=1\end{subarray} }\nabla_{xy}\Delta f\ge K. $$

Take any $f\in \operatorname{Lip}(1)\cap C_c(V)$ and $\nabla_{yx}f=1,$ from $(2),$ Taking the derivative of $\nabla_{yx}P_tf\le e^{-Kt}.$ at $t=0$, we have:

$$ \nabla_{xy}\Delta f=-\partial_t^+\nabla_{yx}P_tf|_{t=0}=\lim\limits_{t\rightarrow 0+}\frac{1}{t}(\nabla_{yx}f-\nabla_{yx}P_tf)\ge \lim_{t\rightarrow 0+}\frac{1}{t}(1-e^{-Kt})=K. $$

Laplacian comparison principle

Basic concepts

On the Riemannian manifold $M$ whose Ricci curvature is lower bounded by $K$, Taking the model space $H,$ with Ricci curvature constant $K$, we have Laplacian comparison principle:

$$ \Delta^Md(x_0^M,\cdot)\le \Delta^Hd(x_0^H,\cdot). $$

In the discrete case, take Birth-Death Chain As a model space for discrete analogy.

Theorem 10 (Laplacian comparison principle). Take the picture $G=(V,w,m),$, take $x_0\in V,$ and set $\kappa(x_0,\cdot)\ge K,$ then

$$ \Delta d(x_0,\cdot)\le \deg(x_0)-Kd(x_0,\cdot). $$

Certificate: $\,\forall\,y\neq x_0\in V,$ takes $f:=d(x_0,\cdot).$ Then $f\in \operatorname{Lip}(1)$ and $\nabla_{yx_0}f=1.$ therefore, Expressed by Ollivier curvature equivalent,

$$ K\le \kappa(x_0,y)\le \nabla_{x_0y}\Delta f=\frac{\Delta f(x_0)-\Delta f(y)}{d(x_0,y)}=\frac{\deg(x_0)-\Delta f(y)}{d(x_0,y)}. $$

For the chain of birth and death, that is, the graph $G=(\mathbb{N}_0,w,m)$ satisfies $w(m,n)=0,$ $\,\forall\,|m-n|\neq 1.$ Take $f(r):=d(0,r)=r,$ to calculate the curvature calculation method:

$$ \kappa(r,R)=\nabla_{rR}\Delta f=\frac{\Delta f(r)-\Delta f(R)}{R-r}. $$

For the birth-death chain with constant curvature, take $r=0,$ and we have

$$ K=\frac{\Delta f(0)-\Delta f(R)}{R}\,\Rightarrow\,\deg(0)-Kd(0,R)=\Delta f(R), $$

Therefore, this theorem is a discrete generalization of the Laplacian comparison principle.

diameter estimate

Proposition 11. Get the picture $G=(V,w,m),$ Get $x\neq y\in V.$ If $\kappa(x,y)>0,$ Then

$$ d(x,y)\le \frac{\deg(x)+\deg(y)}{\kappa(x,y)} $$

Certificate: to sufficiently small $\varepsilon,$ There is $W(1_x,m_x^\varepsilon)=\varepsilon\deg(x).$ therefore,

$$ W(m_x^\varepsilon,m_x^\varepsilon)\ge W(1_x,1_y)-W(1_x,m_x^\varepsilon)-W(1_y,m_y^\varepsilon)=d(x,y)-\varepsilon(\deg(x)+\deg(y)) $$

So,

$$ \kappa_\varepsilon(x,y)=1-\frac{W(m_x^\varepsilon,m_y^\varepsilon)}{d(x,y)}\le \varepsilon\frac{\deg(x)+\deg(y)}{d(x,y)}. $$

Due to $\kappa(x,y)=\lim\limits_{\varepsilon\rightarrow 0+}\frac{\kappa_\varepsilon(x,y)}{\varepsilon},$ Take the limit and sort it out to get the conclusion.

Corollary 12. Get the picture $G=(V,w,m),$ if $\kappa\ge K>0,$ then

$$ \operatorname{diam}(G)\le \frac{2\deg_{\max} }{K}. $$

Applying the Laplacian comparison principle, a better diameter estimate can be demonstrated by giving a new definition, And the attenuation related properties are given.

The article was last updated on 2021-12-13 11:20:18

  • 本文标题:论文笔记-Ollivier Ricci曲率Thesis Notes - Ollivier Ricci Curvature
  • 本文作者:DreamAR
  • 创建时间:2021-11-24 15:32:31
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